Strategic Institutional Relationships
In order to ensure comfort and confidence, it is critical to have access to collective resources
that are recognized industry leaders in their space.
Cambridge Investment Research, Inc.
Through our partnership with Cambridge Investment Research, Inc., we have been able to maintain our independence, objectivity, and integrity for the success of our clients. Through Cambridge, we have access to a flexible range of investment and insurance products so we can find investments that are right for you.
Cambridge is an internally controlled and operated financial solutions firm focused on serving independent financial professionals and their clients. Founded in 1981, Cambridge serves over 3,800 financial professionals and provides a broad range of solutions in the areas of advice, technology, business growth, consulting, outsourcing, and more. Cambridge is a top-10 independent broker-dealer in total revenue (No. 8), and was named one of the fastest-growing independent firms (No. 10) in the industry by InvestmentNews Magazine. The firm has also received ThinkAdvisor LUMINARIES awards for Thought Leadership and Education (2023) and Executive Leadership (2021), and has been named a Top Workplace in Iowa 13 times and a Top Workplace USA three times.
Cambridge’s Headquartered in Fairfield, Iowa, Cambridge employs over 900 home office associates and operates an additional office space in Phoenix, Arizona. Cambridge’s national reach includes: Cambridge Investment Research Advisors, Inc. – a large corporate RIA; and Cambridge Investment Research, Inc. – an independent broker-dealer, member FINRA/SIPC
Reproduced with permission by Cambridge Investment Research, Inc. for specific use through December 31, 2024 by Kozmic1 Global Wealth Management LLC
Pershing LLC
Pershing LLC provides clearing and custody services. Pershing LLC, member FINRA, NYSE, SIPC, is a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Pershing and Kozmic1 Global Wealth Management LLC are separate entities, each responsible for its own services and policies.
The Protection of Client Assets Remains at the
Center of Our Focus:
BNY Mellon’s Pershing has been a leading global provider of financial business solutions for 85 years and serves many of the world’s most respected financial organizations. Pershing is committed to the protection, servicing, and reporting of assets for investors.
Financial Strength—December 31, 2023
Pershing’s core financial strength provides the first measure of protection for our global client assets. Its parent company, BNY Mellon, is a leading provider of financial services for institutions, corporations and high-net-worth individuals. While financial strength does not protect against loss due to market fluctuation, our internal controls and regulatory oversight help maintain our stability and focus.
BNY Mellon | Pershing
- Over $2.5 trillion in global client assets*
- Net capital of over $2 billion—well above the minimum requirement
*Pershing LLC and its global affiliates
Investment Advisory Services offered through Investment Advisor Representatives of
Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker dealer, member FINRA/SIPC
This communication is strictly intended for individuals residing in the states of CA, FL, NY, OH, PA, TN, TX
No offers may be made or accepted from any resident outside the specific state(s) referenced.