Strategic Relationships for High Net Worth Wealth Management
To ensure comfort and confidence, building a strategic relationship with recognized industry leaders is essential, giving access to trusted collective resources.
Cambridge Investment Research, Inc.
Through our partnership with Cambridge Investment Research, Inc., we have been able to maintain our independence, objectivity, and integrity for the success of our clients. Through Cambridge, we have a wide range of investment and insurance products so we can find investments that are right for you.
Cambridge Investment Research, Inc. is an internally controlled financial solutions firm dedicated to serving independent financial advisors and their clients. We offer a flexible range of solutions in the areas of advice, growth, technology, independence, and more. Cambridge is guided by its core values of integrity, commitment, flexibility, and kindness.
We are innovators, problem solvers, and game changers. We are independent. We are Cambridge.
Founded in 1981 and headquartered in Fairfield, Iowa, Cambridge employs over 900 home office associates and operates an additional office space in Phoenix, Arizona. Cambridge’s national reach includes: Cambridge Investment Research Advisors, Inc. – a large corporate RIA; and Cambridge Investment Research, Inc. – an independent broker-dealer, member FINRA/SIPC
Reproduced with permission by Cambridge Investment Research, Inc. for specific use through December 31, 2025 by Kozmic1 Global Wealth Management LLC
Pershing LLC
Pershing LLC provides clearing and custody services. Pershing LLC, member FINRA, NYSE, SIPC, is a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Pershing and Kozmic1 Global Wealth Management LLC are separate entities, each responsible for its own services and policies.
The Protection of Client Assets Remains at the
Center of Our Focus:
BNY Pershing has been a leading global provider of financial business solutions for over 85 years, so you can feel confident that your assets are in strong hands. BNY Pershing is the trusted choice of over 1,000 firms,representing more than 8.5 million investors and is committed to the protection, servicing and reporting of assets for investors like you.
Financial Strength—December 31, 2025
BNY Pershing’s core financial strength provides the first measure of protection for our global client assets. Our parent company, BNY, is one of the world’s largest global custodians. While financial strength does not protect against loss due to market fluctuation, our internal controls and regulatory oversight help maintain our stability and focus.
BNY Mellon | Pershing
- $3.0T in global client assets*
- Net capital of over $3 billion—well above the minimum requirement
- $2.2T In assets under management
*Pershing LLC and its global affiliates
Investment Advisory Services offered through Investment Advisor Representatives of
Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker dealer, member FINRA/SIPC
This communication is strictly intended for individuals residing in the states of CA, FL, NY, OH, PA, TN, TX
No offers may be made or accepted from any resident outside the specific state(s) referenced.